Regulatory Orders Against the Clearing Member(s) | |||
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Sr. No. |
Date |
Name of the Clearing Member |
Orders |
No Data Available |
Arbitral Awards | |||||
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Sr. No. |
Date |
Name of Applicant |
Name of Respondent |
Name of Arbitrator(s) |
Awards |
1 | 10 Aug 2013 | HRIM Finance and Securities Pvt. Ltd. | Globe Capital Market Ltd. | Mr. Narendra J. Mehta | CCL/A.M No.MUM-01/2013 |
2 | 03 Jan 2018 | SMC Global Securities Ltd | Grow-On Portfolio Pvt. Ltd. | Mrs. Rita Kumar | MCCIL/ARB/DEL-01/2017 |
Appellate Arbitral Awards | |||||
---|---|---|---|---|---|
Sr. No. |
Date |
Name of Applicant |
Name of Respondent |
Name of Arbitrator(s) |
Awards |
1 | 21 Feb 2014 | Globe Capital Market Ltd. | HRIM Finance and Securities Pvt. Ltd. | Mr Babulal Mundada (Presiding Arbitrator) Mr. Gopal K Sharma Mr. Bharat B. Sharma | CCL/A.A.M No. MUM-Appellate-01/2013 |
List of Arbitrators | |||
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Sr. No. |
Name of the Arbitrators |
Brief Profile |
|
No Data Available |